SIEGEL DOUGLAS THORNLEY appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SIEGEL DOUGLAS THORNLEY appears on 8 filing roles across Form ADV (8).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | OPPENHEIMER & CO. INC. | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | OPPENHEIMER INVESTMENT MANAGEMENT LLC | GLOBAL COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | OPPENHEIMER ALTERNATIVE INVESTMENT MANAGEMENT, LLC | GLOBAL COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | ADVANTAGE ADVISERS MANAGEMENT, LLC | GLOBAL COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | ADVANTAGE ADVISERS MULTI-MANAGER, L.L.C. | GLOBAL COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | OPPENHEIMER ASSET MANAGEMENT | GLOBAL COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | UBS FINANCIAL SERVICES INC. | CHIEF COMPLIANCE OFFICER | WEEHAWKEN, NJ |
| — | Form ADV | ADVANTAGE ADVISERS PRIVATE EQUITY MANAGEMENT LLC | GLOBAL COMPLIANCE OFFICER | NEW YORK, NY |