FERRIS LISA ANN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. FERRIS LISA ANN appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | RBC GLOBAL ASSET MANAGEMENT (U.S.) INC. | DIRECTOR | MINNEAPOLIS, MN |
| — | Form ADV | RBC CAPITAL MARKETS, LLC | EVP, CHIEF FINANCIAL OFFICER | NEW YORK, NY |
| — | Form ADV | VOYAGEUR ASSET MANAGEMENT (MA) INC. | DIRECTOR | BOSTON, MA |
| — | Form ADV | JONES & BABSON, INC. | DIRECTOR | MINNEAPOLIS, MN |