ARNOLD EDWARD RAYMOND appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. ARNOLD EDWARD RAYMOND appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | CITIGROUP GLOBAL MARKETS INC. | CHIEF COMPLIANCE OFFICER - EQUITIES AND EQUITIES DERIVATIVES | NEW YORK, NY |
| — | Form ADV | CREDIT SUISSE SECURITIES (USA) LLC | COMPLIANCE REGISTERED OPTIONS PRINCIPAL | NEW YORK, NY |
| — | Form ADV | CITIGROUP FIRST INVESTMENT MANAGEMENT AMERICAS LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |