CHRISTOPH SUSAN CATHERINE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. CHRISTOPH SUSAN CATHERINE appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | FA ASSET MANAGEMENT INC. | MANAGING DIRECTOR | ALBANY, NY |
| — | Form ADV | CONNING & COMPANY | FINANCIAL & OPERATIONS PRINCIPAL | HARTFORD, CT |