KAUFMANN ROBERT JAMES appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. KAUFMANN ROBERT JAMES appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | RWC ASSET MANAGEMENT LLP | CHIEF COMPLIANCE OFFICER (OF RWC ASSET MANAGEMENT LLP) | LONDON |
| — | Form ADV | RWC ASSET ADVISORS (US) LLC | CHIEF COMPLIANCE OFFICER | MIAMI, FL |
| — | Form ADV | WESTROCK ADVISORS, INC. | FINOP | NEW YORK, NY |
| — | Form ADV | PORTAL US HOLDINGS LLC | DEPUTY CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | MSK CAPITAL PARTNERS LLP | DEPUTY CHIEF EXECUTIVE OFFICER, HEAD OF LEGAL AND COMPLIANCE, CHIEF COMPLIANCE OFFICER | LONDON |