DELLARCO LEWIS JAMES appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. DELLARCO LEWIS JAMES appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | CURIAN CAPITAL, LLC | V.P. AND CHIEF COMPLIANCE OFFICER | DENVER, CO |
| — | Form ADV | GLOBAL FINANCIAL PRIVATE CAPITAL, INC. | CHIEF COMPLIANCE OFFICER, SENIOR VICE PRESIDENT | SARASOTA, FL |
| — | Form ADV | JACKSON INVESTMENT MANAGEMENT, LLC | V.P. AND CHIEF COMPLIANCE OFFICER | DENVER, CO |
| — | Form ADV | FOLIOFN ADVISOR, INC. | DIRECTOR OF COMPLIANCE | VIENNA, VA |