LUDWIG STEVEN CHARLES appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. LUDWIG STEVEN CHARLES appears on 12 filing roles across Form ADV (12).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | ALTERNA WEALTH MANAGEMENT, INC. | CHIEF COMPLIANCE OFFICER | HOUSTON, TX |
| — | Form ADV | PACIFIC INVESTMENT MANAGEMENT COMPANY LLC | CHIEF COMPLIANCE OFFICER | NEWPORT BEACH, CA |
| — | Form ADV | CORINTHIA MANAGEMENT (US) LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | M HOLDINGS SECURITIES, INC. | CHIEF COMPLIANCE OFFICER | PORTLAND, OR |
| — | Form ADV | M FINANCIAL ASSET MANAGEMENT, INC. | CHIEF COMPLIANCE OFFICER | PORTLAND, OR |
| — | Form ADV | TTP INVESTMENTS, INC. | CHIEF COMPLIANCE OFFICER | SAN JOSE, CA |
| — | Form ADV | HADDINGTON VENTURES, LLC | CHIEF COMPLIANCE OFFICER | HOUSTON, TX |
| — | Form ADV | ROUNDHILL FINANCIAL INC. | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | BITKRAFT VENTURES MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | — |
| — | Form ADV | TRUST ASSET MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | HOUSTON, TX |
| — | Form ADV | KNOWLEDGE LEADERS CAPITAL, LLC | CHIEF COMPLIANCE OFFICER | DENVER, CO |
| — | Form ADV | REALBLOCKS INVESTMENT ADVISORS, INC. | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |