FRIES JULIANNE MARIE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. FRIES JULIANNE MARIE appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | RBC ROCHDALE, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | RBC SECURITIES, INC. | SVP, CHIEF RISK OFFICER, WEALTH MAANGEMENT | LOS ANGELES, CA |
| — | Form ADV | PNMAC CAPITAL MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | WESTLAKE VILLAGE, CA |
| — | Form ADV | CONVERGENT WEALTH ADVISORS, LLC | BOARD MEMBER | BEVERLY HILLS, CA |
| — | Form ADV | CITY NATIONAL ASSET MANAGEMENT, INC. | CHIEF COMPLIANCE OFFICER | BEVERLY HILLS, CA |