DUMONT SUSAN ELIZABETH appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. DUMONT SUSAN ELIZABETH appears on 9 filing roles across Form ADV (9).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | POP VENTURE ADVISERS LLC | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | MANA ADVISORS LLC | CCO | NEW YORK, NY |
| — | Form ADV | GAGNON ADVISORS | CHIEF FINANCIAL OFFICER | NEW YORK, NY |
| — | Form ADV | GAGNON SECURITIES, LLC | FINANCIAL OPERATIONS PRINCIPAL | NEW YORK, NY |
| — | Form ADV | GLEN EAGLE ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | KINGSTON, NJ |
| — | Form ADV | AEM ASSET MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | SOMERSET, NJ |
| — | Form ADV | WGT ASSET MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | GAGNONLEE MANAGEMENT, LLC | CHIEF FINANCIAL OFFICER | NEW YORK, NY |
| — | Form ADV | UPLAND OFFICE SERVICES | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |