YATES WILLIAM THOMAS appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. YATES WILLIAM THOMAS appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | TD AMERITRADE, INC. | TREASURER | OMAHA, NE |
| — | Form ADV | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | TREASURER | OMAHA, NE |
| — | Form ADV | TRADEWISE ADVISORS, INC. | TREASURER | CHICAGO, IL |
| — | Form ADV | SCOTTRADE INVESTMENT MANAGEMENT, INC. | TREASURER | SAINT LOUIS, MO |