ANDRES SARA JANE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. ANDRES SARA JANE appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | M HOLDINGS SECURITIES, INC. | VP COMPLIANCE, RISK, SUPERVISION & REGULATORY AFFAIRS | PORTLAND, OR |
| — | Form ADV | AMERITAS INVESTMENT COMPANY, LLC | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND RISK MANAGEMENT OFFICER | LINCOLN, NE |
| — | Form ADV | TD AMERITRADE, INC. | CHIEF COMPLIANCE OFFICER - BD | OMAHA, NE |
| — | Form ADV | CAPITAL ONE ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | MCLEAN, VA |