KEATING KATHLEEN ELIZABETH appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. KEATING KATHLEEN ELIZABETH appears on 9 filing roles across Form ADV (9).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | HARDMAN JOHNSTON GLOBAL ADVISORS LLC | CHIEF COMPLIANCE OFFICER | STAMFORD, CT |
| — | Form ADV | LGL PARTNERS, LLC | CHIEF COMPLIANCE OFFICER | PHILADELPHIA, PA |
| — | Form ADV | ALTRINSIC GLOBAL ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | STAMFORD, CT |
| — | Form ADV | FFT WEALTH MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | PHILADELPHIA, PA |
| — | Form ADV | OPTIMA ASSET MANAGEMENT LP | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | NEW YORK, NY |
| — | Form ADV | CANNELL & CO. | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | CURI WEALTH MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | RALEIGH, NC |
| — | Form ADV | WP GROUP, LLC | CHIEF COMPLIANCE OFFICER | WEST PALM BEACH, FL |
| — | Form ADV | BALA CAPITAL GROUP, LLC | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | PHILADELPHIA, PA |