ROTH JOHN HERBERT appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. ROTH JOHN HERBERT appears on 7 filing roles across Form ADV (7).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | NASSAU CORAMERICA LLC | DEPUTY GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | EL SEGUNDO, CA |
| — | Form ADV | NASSAU PRIVATE CREDIT LLC | CHIEF COMPLIANCE OFFICER | DARIEN, CT |
| — | Form ADV | NASSAU ALTERNATIVE INVESTMENTS LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | VENOR CAPITAL MANAGEMENT LP | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | NASSAU GLOBAL CREDIT LLC | COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | NEW YORK, NY |
| — | Form ADV | NGC CAPITAL MANAGEMENT LLC | DEPUTY GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | NEW YORK, NY |
| — | Form ADV | NASSAU CORAMERICA LLC | COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | EL SEGUNDO, CA |