KLEINMAN ADAM appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. KLEINMAN ADAM appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | GREAT ELM CAPITAL MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL | PALM BEACH GARDENS, FL |
| — | Form ADV | GUARDIAN ROCK WEALTH INVESTMENT MANAGEMENT, INC. | INVESTOR ADVOCATE | LISLE, IL |
| — | Form ADV | MAST CAPITAL MANAGEMENT, LLC | CHIEF OPERATING OFFICER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND PARTNER | BOSTON, MA |