WALTERS JAMES appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. WALTERS JAMES appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | BAG SECURITIES, L.L.C. | CHIEF COMPLIANCE OFFICER, MANAGER AND MEMBER | AUSTIN, TX |
| — | Form ADV | CORIENT CAPITAL PARTNERS, LLC | PARTNER | NEWPORT BEACH, CA |