DOUGLASS CANDACE CAROLE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. DOUGLASS CANDACE CAROLE appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | A.G.P / ALLIANCE GLOBAL PARTNERS | CHIEF OF COMPLIANCE FOR THE INVESTMENT ADVISOR ONLY | WESTPORT, CT |
| — | Form ADV | EURO PACIFIC ASSET MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | DORADO, PR |
| — | Form ADV | NEW SHERIDAN ADVISORS, INC. | CHIEF COMPLIANCE OFFICER | NEWPORT BEACH, CA |