HAUGEN JON ERIC appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. HAUGEN JON ERIC appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | RBC SECURITIES, INC. | CCO / CROP / SROP | LOS ANGELES, CA |
| — | Form ADV | FOSTER INVESTMENT CONSULTING LLC | CHIEF COMPLIANCE OFFICER | LOS ANGELES, CA |
| — | Form ADV | SMART INVESTMENTS ADVISORY INCORPORATED | CHIEF COMPLIANCE OFFICER | REDLANDS, CA |