LUMMIS FREDERICK RICE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. LUMMIS FREDERICK RICE appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | PLATFORM PARTNERS LLC | CHAIRMAN | HOUSTON, TX |
| — | Form ADV | AVALON ADVISORS LLC | ELECTED MANAGER | HOUSTON, TX |
| — | Form ADV | HOUSTON VENTURES IV MANAGEMENT, LLC | MANAGING MEMBER | HOUSTON, TX |