SMITH DUNCAN KIMBER appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SMITH DUNCAN KIMBER appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | GRIFFIN ASSET MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | LEBENTHAL & CO., INC. | DIRECTOR/SENIOR MANAGING DIRECTOR | NEW YORK, NY |