OSWALD CHARLES appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. OSWALD CHARLES appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | M&G INVESTMENT MANAGEMENT LTD. | CHIEF COMPLIANCE OFFICER | LONDON, ENGLAND |
| — | Form ADV | M&G ALTERNATIVES INVESTMENT MANAGEMENT LIMITED | CHIEF COMPLIANCE OFFICER | LONDON |
| — | Form ADV | DAKOTA ADVISORS, LLC | CEO AND CHAIRMAN | MINNETONKA, MN |