ELLIS KATHERINE THERESE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. ELLIS KATHERINE THERESE appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | NORTHERN TRUST SECURITIES, INC. | DIRECTOR | CHICAGO, IL |
| — | Form ADV | UST ADVISERS, INC. | MANAGING DIRECTOR | STAMFORD, CT |
| — | Form ADV | UNITED STATES TRUST COMPANY, NATIONAL ASSOCIATION | MANAGING DIRECTOR | NEW YORK, NY |
| — | Form ADV | U.S. TRUST COMPANY | MANAGING DIRECTOR | STAMFORD, CT |