SMALL ANDREW CHRISTOPHER appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SMALL ANDREW CHRISTOPHER appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | RBC CAPITAL MARKETS, LLC | CHIEF COMPLIANCE OFFICER, US WEALTH MANAGEMENT | NEW YORK, NY |
| — | Form ADV | FOCUSSHARES, LLC | MANAGER | ST. LOUIS, MO |