THORN JAMES appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. THORN JAMES appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | PRIVATE CLIENT ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | SAN JOSE, CA |
| — | Form ADV | CONCERT ADVISOR SOLUTIONS, INC | CHIEF COMPLIANCE OFFICER | SAN JOSE, CA |