FERGUSON JAMES THOMAS appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. FERGUSON JAMES THOMAS appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | SHREWSBURY RIVER CAPITAL LP | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | RED BANK, NJ |
| — | Form ADV | FIRST NIAGARA BANK | PORTFOLIO MANAGER @ FIRST NIAGARA BANK | BUFFALO, NY |
| — | Form ADV | KANG GLOBAL INVESTORS LP | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | COVEY ADVISORS LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |