O'CONNOR JAMES PETER appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. O'CONNOR JAMES PETER appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | NORDEA INVESTMENT MANAGEMENT NORTH AMERICA, INC. | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | GLOBAL PORTFOLIO STRATEGIES, INC. | DIRECTOR | HARTFORD, CT |