SIMS RICHARD THOMAS appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SIMS RICHARD THOMAS appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | ESSEX FINANCIAL SERVICES, INC. | REG. PRINCIPAL/ CROP | ESSEX, CT |
| — | Form ADV | BRAEMONT CAPITAL MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFER | DALLAS, TX |
| — | Form ADV | HMS ADVISER LP | SECRETARY AND CHIEF FINANCIAL OFFICER OF HMS ADVISER GP LLC, THE GENERAL PARTNER OF THE ADVISER | HOUSTON, TX |