ROTBERG JOSEPH BERNARD appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. ROTBERG JOSEPH BERNARD appears on 10 filing roles across Form ADV (10).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | GFS ADVISORS LLC | MANAGING MEMBER | HOUSTON, TX |
| — | Form ADV | SANDERS MORRIS LLC | MANAGING MEMBER | HOUSTON, TX |
| — | Form ADV | THE RIKOON GROUP, LLC | MANAGING MEMBER | — |
| — | Form ADV | SMH CAPITAL ADVISORS LLC | BOARD OF MANAGERS | FORT WORTH, TX |
| — | Form ADV | LEE EQUITY PARTNERS, LLC | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER | NEW YORK, NY |
| — | Form ADV | MILLER-GREEN FINANCIAL SERVICES LLC | BOARD OF MANAGERS | HOUSTON, TX |
| — | Form ADV | EDELMAN FINANCIAL SERVICES, LLC | MANAGING MEMBER | FAIRFAX, VA |
| — | Form ADV | THOMAS H. LEE CAPITAL MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | SOF MANAGEMENT, LLC | MANAGING MEMBER | HOUSTON, TX |
| — | Form ADV | LEONETTI & ASSOCIATES, LLC | BOARD OF MANAGERS | BUFFALO GROVE, IL |