WHITTLE DOUGLAS ROGER appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. WHITTLE DOUGLAS ROGER appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | FINANCIAL ADVOCATES INVESTMENT MANAGEMENT | FAIM COMPLIANCE DIRECTOR | OLYMPIA, WA |
| — | Form ADV | RUSSELL INVESTMENTS CAPITAL, LLC | CHIEF COMPLIANCE OFFICER - BROKER DEALER MATTERS | SEATTLE, WA |
| — | Form ADV | FINANCIAL ADVOCATES ADVISORY SERVICES, LLC | CHIEF COMPLIANCE OFFICER | OLYMPIA, WA |
| — | Form ADV | FINANCIAL ADVOCATES WEALTH MANAGEMENT, LLC | CCO | OLYMPIA, WA |