HAUER DAVE B appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. HAUER DAVE B appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER | VICE PRESIDENT COMPLIANCE, CHIEF COMPLIANCE OFFICER | SCOTTSDALE, AZ |
| — | Form ADV | SAGEPOINT FINANCIAL, INC. | SROP | PHOENIX, AZ |