FAILLA CHARLES appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. FAILLA CHARLES appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | SOVEREIGN FINANCIAL GROUP, INC. | MANAGING MEMBER | STAMFORD, CT |
| — | Form ADV | CLF ASSET MANAGEMENT, INC. | PRESIDENT | NEW YORK, NY |