GILLESPIE MICHAEL EDWARD appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. GILLESPIE MICHAEL EDWARD appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | THOMASPARTNERS, INC. | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | BOSTON, MA |
| — | Form ADV | UNITED SECURITIES ALLIANCE, INC. | RIA COMPLIANCE OFFICER | GREENWOOD VILLAGE, CO |
| — | Form ADV | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | OMAHA, NE |
| — | Form ADV | WINDHAVEN INVESTMENT MANAGEMENT, INC. | CHIEF COMPLIANCE OFFICER | BOSTON, MA |
| — | Form ADV | CHARLES SCHWAB INVESTMENT ADVISORY, INC. | CHIEF COMPLIANCE OFFICER | SAN FRANCISCO, CA |