BAUER THOMAS JOHN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. BAUER THOMAS JOHN appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | ESSEX FINANCIAL SERVICES, INC. | DIRECTOR | ESSEX, CT |
| — | Form ADV | RISING TIDE FUND MANAGERS, LLC | MANAGING DIRECTOR (OF NEWBURY VENTURES) | — |
| — | Form ADV | BRENTON INVESTMENTS, INC. | DIRECTOR | PLYMOUTH, MN |
| — | Form ADV | NV MANAGEMENT III, LLC | TRUSTEE | MENLO PARK, CA |
| — | Form ADV | TREMONT REALTY MANAGEMENT, LLC | SENIOR DIRECTOR | BOSTON, MA |