ROCHE ROBERT JAMES appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. ROCHE ROBERT JAMES appears on 6 filing roles across Form ADV (6).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | IRONWOOD CAPITAL ADVISORS LLC | PARTNER | AVON, CT |
| — | Form ADV | IRONWOOD CAPITAL ADVISORS III LLC | SENIOR MANAGING DIRECTOR | AVON, CT |
| — | Form ADV | ADVANCED PRACTICE ADVISORS, LLC | CCO | LA QUINTA, CA |
| — | Form ADV | SAVEDAILY.COM, INC. | CHIEF COMPLIANCE OFFICER | COSTA MESA, CA |
| — | Form ADV | ROBOTIC TRADING ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | SCOTTSDALE, AZ |
| — | Form ADV | 20/20 CAPITAL MANAGEMENT, INC | CHIEF COMPLIANCE OFFICER | COSTA MESA, CA |