FORMAN ALAN NEIL appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. FORMAN ALAN NEIL appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | BR DIALECTIC CAPITAL MANAGEMENT, LLC | GENERAL COUNSEL | NORWALK, CT |
| — | Form ADV | B. RILEY CAPITAL MANAGEMENT, LLC | GENERAL COUNSEL | LOS ANGELES, CA |