NEUMANN LUCINDA appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. NEUMANN LUCINDA appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | SMITH GROUP ASSET MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | DALLAS, TX |
| — | Form ADV | SMITH ASSET MANAGEMENT GROUP LP | PRESIDENT, CFO, CCO | DALLAS, TX |