GRIFFITHS STUART PAUL appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. GRIFFITHS STUART PAUL appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | ICG MANAGER LIMITED | GROUP COMPLIANCE OFFICER | LONDON |
| — | Form ADV | ICG INVESTMENTS INC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | ICG ALTERNATIVE INVESTMENT LIMITED | CHIEF COMPLIANCE OFFICER | LONDON |
| — | Form ADV | INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED | CHIEF COMPLIANCE OFFICER | HONG KONG |