EVANS STUART ASHLEY appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. EVANS STUART ASHLEY appears on 11 filing roles across Form ADV (11).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | CERITY PARTNERS LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | CERITY PARTNERS RETIREMENT PLAN ADVISORS LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | LADENBURG THALMANN ASSET MANAGEMENT INC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | SAGE ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | THE MATHER GROUP, LLC | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | CERITY PARTNERS OCIO LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | COVINGTON CAPITAL MANAGEMENT | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | LADENBURG THALMANN FUND MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | ROUND TABLE SERVICES, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | EXECUTIVE MONETARY MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | BAJA WEALTH ADVISORS LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |