DOWNING JAMES ROTH appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. DOWNING JAMES ROTH appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | AON ADVANTAGE FUNDS LLC | CCO | CHICAGO, IL |
| — | Form ADV | AON INVESTMENTS USA INC. | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | MORNINGSTAR INVESTMENT SERVICES LLC | FINOP | CHICAGO, IL |
| — | Form ADV | BMO HARRIS FINANCIAL ADVISORS, INC | VICE PRESIDENT CHIEF COMPLIANCE OFFICER | CHICAGO, IL |