CHAN SAU WAI DIANA appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. CHAN SAU WAI DIANA appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | LEGG MASON ASSET MANAGEMENT HONG KONG LIMITED | CHIEF COMPLIANCE OFFICER | -CENTRAL |
| — | Form ADV | LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED | CHIEF COMPLIANCE OFFICER | CENTRAL |