PECORA ANTHONY PHILIP appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. PECORA ANTHONY PHILIP appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | NORTHERN TRUST INVESTMENTS, INCORPORATED | SENIOR VICE PRESIDENT/ CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | ASSOCIATED INVESTMENT SERVICES, INC. | CHIEF COMPLIANCE OFFICER | GREEN BAY, WI |
| — | Form ADV | KELLOGG ASSET MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | GREEN BAY, WI |
| — | Form ADV | 50 SOUTH CAPITAL ADVISORS, LLC | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | WHITNELL & CO | CHIEF COMPLIANCE OFFICER | OAK BROOK, IL |