LASSWELL MARK THOMAS appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. LASSWELL MARK THOMAS appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | SECURITIES AMERICA ADVISORS, INC. | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER, AML OFFICER, PRIVACY OFFICER, ITPP OFFICER | LA VISTA, NE |
| — | Form ADV | ARBOR POINT ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | LAVISTA, NE |