BROPHY JOHN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. BROPHY JOHN appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | BMO CAPITAL MARKETS CORP. | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | PERFORMANCE TRUST CAPITAL PARTNERS, LLC | INTERIM CHIEF COMPLIANCE OFFICER | CHICAGO, IL |