PORTAS STEPHEN JOHN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. PORTAS STEPHEN JOHN appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | WELLINGTON SHIELDS CAPITAL MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | CAPITAL MANAGEMENT ASSOCIATES INC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | WELLINGTON SHIELDS & CO., LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |