FORMAN SANDRA MATRICK appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. FORMAN SANDRA MATRICK appears on 7 filing roles across Form ADV (7).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | STONE POINT CREDIT ADVISER LLC | CHIEF COMPLIANCE OFFICER AND SECRETARY | GREENWICH, CT |
| — | Form ADV | HUDSON VALLEY WEALTH MANAGEMENT, INC | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | PEARL RIVER, NY |
| — | Form ADV | RAITH CAPITAL PARTNERS, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | HARRIS & HARRIS GROUP, INC. | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | NEW YORK, NY |
| — | Form ADV | CNI CCEF ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | LOS ANGELES, CA |
| — | Form ADV | CNI RECF ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | LOS ANGELES, CA |
| — | Form ADV | CNI TCEF ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | LOS ANGELES, CA |