KING ERIN ELIZABETH appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. KING ERIN ELIZABETH appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | GUGGENHEIM INVESTMENT ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | PLANCORP, LLC | TRUSTEE | SAINT LOUIS, MO |
| — | Form ADV | TRANSAMERICA ASSET MANAGEMENT, INC. | VICE PRESIDENT, CHIEF COMPLIANCE OFFICER AND CHIEF RISK OFFICER | DENVER, CO |
| — | Form ADV | GUGGENHEIM INVESTMENT MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |