BARRETT MARY FRANCINE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. BARRETT MARY FRANCINE appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | ROTHSCHILD AND CO WEALTH MANAGEMENT UK LIMITED | CHIEF COMPLIANCE OFFICER | LONDON |
| — | Form ADV | ROTHSCHILD WEALTH MANAGEMENT (AMERICAS) AG | CHIEF COMPLIANCE OFFICER | ZURICH |
| — | Form ADV | RILEY PRIVATE CLIENT LLC | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | SOUTHLAKE, TX |