OTT LESLEY DAWN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. OTT LESLEY DAWN appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | JAMES INVESTMENT RESEARCH INC | CHIEF COMPLIANCE OFFICER (JAN. 2012) & CHIEF OPERATING OFFICER (JAN. 2020) | XENIA, OH |
| — | Form ADV | JAMES CAPITAL ALLIANCE INC | CHIEF COMPLIANCE OFFICER | XENIA, OH |