SIEGEL JAMES DEAN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SIEGEL JAMES DEAN appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | OSAIC WEALTH, INC. | CHIEF COMPLIANCE OFFICER-BD | SCOTTSDALE, AZ |
| — | Form ADV | STATESMAN CAPITAL, LLC | CHIEF FINANCIAL OFFICER | AUSTIN, TX |