DEMPSEY JAMES JOSEPH appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. DEMPSEY JAMES JOSEPH appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | THERIUM CAPITAL MANAGEMENT (USA), INC. | DIRECTOR AND CHIEF INVESTMENT OFFICER | WILMINGTON, DE |
| — | Form ADV | THE RETIREMENT GROUP, LLC | CHIEF INVESTMENT OFFICER | SAN DIEGO, CA |