WARNING ANDREW S appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. WARNING ANDREW S appears on 14 filing roles across Form ADV (14).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | INTELLUS ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | NAPLES, FL |
| — | Form ADV | HAUSER RETIREMENT SOLUTIONS 2 LLC | CHIEF COMPLIANCE OFFICER | CINCINNATI, OH |
| — | Form ADV | JOHN E. SESTINA AND COMPANY | CHIEF COMPLIANCE OFFICER | COLUMBUS, OH |
| — | Form ADV | LPFG, LLC | CHIEF COMPLIANCE OFFICER | AVON, OH |
| — | Form ADV | CURAFIN ADVISORS | CHIEF COMPLIANCE OFFICER | PHOENIX, AZ |
| — | Form ADV | PLANNING ALTERNATIVES LTD | CHIEF COMPLIANCE OFFICER | BIRMINGHAM, MI |
| — | Form ADV | RESOLUTE WEALTH STRATEGIES, LLC | CHIEF COMPLIANCE OFFICER | JACKSON, MS |
| — | Form ADV | WILLIAMSON LEGACY GROUP, LLC | CHIEF COMPLIANCE OFFICER | — |
| — | Form ADV | FI3 FINANCIAL ADVISORS, LLC | CHIEF COMPLIANCE OFFICER | INDIANAPOLIS, IN |
| — | Form ADV | BLUESTEM WEALTH PARTNERS, LLC | CHIEF COMPLIANCE OFFICER | MINNETONKA, MN |
| — | Form ADV | ROSS, SINCLAIRE & ASSOCIATES, LLC | CHIEF COMPLIANCE OFFICER | CINCINNATI, OH |
| — | Form ADV | VANTAGE FINANCIAL PARTNERS LIMITED | CHIEF COMPLIANCE OFFICER | ARLINGTON HEIGHTS, IL |
| — | Form ADV | WALNUT STREET INVESTMENT ADVISORS LLC | CHIEF COMPLIANCE OFFICER | CINCINNATI, OH |
| — | Form ADV | CONNECTUS WEALTH, LLC | CHIEF COMPLIANCE OFFICER | HUNT VALLEY, MD |